Plate x in print

The Compact

the social contract; by what right the rules bind those who never agreed to them, and what binds the rule-makers.

An inherited order must answer to the people who did not choose its beginning.

— the argument of this plate, after the earlier Compact, Hume, and the Leash and Blindfold plans

The rules reach a person before she is old enough to choose them. They determine the standing of her parents, the claims on the home in which she is raised, the schools she may enter, and the authority that will answer if someone harms her. Later she can vote, argue, organize, and sometimes leave, but she cannot return to a moment before society and sign its founding agreement. The earlier Compact made this difficulty central to the language of the social contract. Its enduring question is how an inherited order can justify binding the people born into it. Agreement supplies one model of legitimate authority; the absence of an actual signature requires us to ask what makes the model illuminating and what further work institutions must do.

Remaining within a country does not, by itself, establish a freely given promise to obey every rule. Hume pressed the point through the practical circumstances of people who lack the language, livelihood, or means needed to start elsewhere. Residence can reflect attachment, necessity, fear, or the expense of moving, as well as approval. The distinction continues to matter even where legal emigration is available: a permitted exit can still be a costly and unequal option. This argument limits an inference about consent. It leaves open the further question of what obligations people have to one another and what authority can be justified on grounds other than a promise. Challenging a fictional signature makes the institutional question harder, and more honest.1

1. David Hume, Of the Original Contract, Part II, Essay XII, the discussion of tacit consent and the practical ability to leave. The text is used for this objection to an inference from residence; its historical claims and broader theory of allegiance are not adopted wholesale.

A hypothetical agreement can test an arrangement without pretending to record a transaction that occurred. Ask whether people could defend a rule to one another before knowing which position they would occupy under it. A procedure that looks reasonable only to its predictable winners has an obvious difficulty under that test. Yet the test itself requires choices: what the parties know, which interests they may assert, what alternatives they face, and what makes their agreement fair. These choices cannot be smuggled into the thought experiment as though reason supplied them without dispute. The value of the device is to force an explanation that reaches beyond the speaker's present advantage. Its answer remains an argument about justice, to be examined on the assumptions that produced it.2

2. This develops the distinction between actual agreement and a justificatory thought experiment in the earlier Compact. A hypothetical choice requires an account of its information, alternatives and standards of fairness.
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A decision rule enables common action while leaving a separate question about the treatment of those who lose. Suppose five people must choose a shared arrangement. Three gain ten units apiece and two lose twelve apiece, using an expressly common scale for the example. A majority approves, and the measured total rises by six. Those two facts describe the vote and the assumed aggregate consequence; they do not settle whether the losses are permissible, whether compensation is owed, or whether the subject should have been open to that vote. Rights, equal standing, and procedures for hearing affected people address matters the count alone leaves unanswered. A polity needs a way to decide, and it also needs an account of which decisions that way may rightly make.3

3. The example assumes comparable units: 3 × 10 − 2 × 12 = 6. It deliberately leaves rights and compensation undecided. Actual interpersonal welfare comparisons require justification; a positive sum alone does not establish consent.

The compact becomes durable when the rules also reach the people authorized to apply them. Publicly stated powers let citizens know what an office may do; review lets someone test whether it has done so; divided authority can prevent the person accused of exceeding a power from having the final word on the accusation. These devices give practical form to the Leash and Blindfold plans. Their worth depends on operation. A nominal appeal whose reviewer cannot obtain the record or correct the result offers little restraint. Independence without responsibility can create another unanswerable office. The institutional design must connect each grant of power to a forum in which its use can be explained, challenged, and, where warranted, changed.4

4. The separate Leash and Blindfold plans ask how the rule-maker can be bound by rules. The discussion concerns institutional design, not the powers or remedies of a specified national constitution.

Later generations need ways to revise the settlement without making every settled expectation worthless. A constitution that cannot adapt can entrench exclusions its authors accepted; one that can be remade at any moment by the incumbent can cease to constrain him. Amendment procedures, recurring elections, judicial interpretation, public deliberation, and ordinary legislation occupy different parts of this problem. No single device carries the whole burden. Revision needs enough stability for people to plan and enough openness for those previously unheard to affect the terms. That is why the compact is a continuing relationship among citizens as well as a written instrument. Its legitimacy must be renewed through the institutions by which people live under it and alter it.5

5. The new leaf preserves the original question about those who never agreed. It distinguishes continuity, revision and meaningful participation instead of treating an ancestral signature as an unlimited authorization for every successor.

The social compact makes authority answerable to the people whose lives its rules arrange. Its force comes from the demand for justification, participation, restraint, and revision, each given a practical institutional form. It does not manufacture a historical promise from the fact of birth, and a disagreement with one decision does not by itself settle the whole question of political obligation. What it supplies is a standing inquiry: whether the order treats those it binds as people entitled to reasons and capable of taking part in its correction. The Treaty carries that inquiry across borders. There, the parties can often be identified and the signatures found, while the common authority that would enforce the agreement remains divided among the states that made it.