The Tragedy

in print · The Commons · plate i

A pasture open to all, grazed by herdsmen each acting sensibly, is grazed to dust — for the gain of one more animal is private, and the cost of the crowding is shared. This is the tragedy of the commons, the ruin of what no one owns by the very reason of its users. This plate sets it out in full force, and then marks the hidden premise on which its air of inevitability depends.

Why are the cattle on a common so puny and stunted? Why is the common itself so bare-worn, and cropped so differently from the adjoining inclosures? William Forster Lloyd, Two Lectures on the Checks to Population (1833)

Picture a pasture open to all. Each herdsman, reckoning his own gain, sees that another animal added to his herd brings him the whole of its value, while the cost of the crowding — the slow exhaustion of the grass — is shared among them all. So he adds it; and so, by the same flawless logic, does every other. Each acts rationally, and the sum of their rational acts is ruin: the pasture is grazed to dust, and the herdsmen with it. This is the tragedy of the commons, and its sting lies in the word tragedy — not a failure of reason but its fulfilment, each man driven to the common destruction by the faithful pursuit of his own good.

That parable, in the form the ecologist Garrett Hardin gave it in 1968, has become one of the most cited and most consequential arguments in modern thought — though the image was not his but William Forster Lloyd's, who had asked, more than a century before, why the cattle on a common are so stunted and the common itself so bare. Strip the parable to its frame, and two features define the thing it describes. A commons is, first, rivalrous: what one user takes, another cannot have, for the grass one beast crops is gone, the fish one boat lands is gone, the water one well draws is gone from the shared store. And it is, second, non-excludable: no fence, no title, no gate keeps any user out. Either feature alone is harmless — a non-rival thing open to all is merely shared, a rival thing with an owner is merely kept — but their conjunction is the whole of the trouble. A commons is a resource that use uses up, and that no one can be prevented from using.

The mechanism of the ruin is a split between the one who gains and the ones who pay. When the herdsman adds his beast, the benefit — a whole additional animal — is his alone; but the cost, the marginal thinning of the pasture, is divided among every herd that grazes there, his own bearing only the smallest share. His private reckoning therefore shows a clear profit on the extra animal even as the common reckoning shows a loss, and so, entirely rationally, he adds it — and so does each of his fellows, facing the identical split and reaching the identical conclusion. The overgrazing is not anyone's error; it is the exact sum of everyone's correct arithmetic. And what holds for the pasture holds wherever rivalry meets open access: the fishery trawled until the stocks crash, the aquifer pumped until it runs dry, the forest felled faster than it regrows, the antibiotic used until the microbes defeat it, the atmosphere filled with what all emit and none must capture. The pasture is only the oldest image of a structure that recurs across the whole of economic life.

It is worth dwelling on why Hardin reached for the word tragedy, rather than calling the outcome a folly or a crime. A folly could be cured by instruction, a crime restrained by punishment; but the ruin of the commons is the work of neither ignorance nor malice. It is the work of reason itself. Each commoner does precisely what a clear and sober regard for his own interest tells him to do, and it is the faithful following of that counsel — not its betrayal — that drives them all to desolation. There is no villain in the scene to be stopped and no dupe to be enlightened; there are only rational people, each acting well by his own lights, combining to produce a result that every one of them deplores. That is the mark of the tragic as against the merely unfortunate: the catastrophe is authored by the virtues of its victims, their prudence and their reason, and not by their vices. The commoners walk into ruin with open eyes, each step a sensible one.

And lest the parable seem a mere thought-experiment, the world is strewn with its corpses. The northern cod of the Grand Banks, fished in common and without effective limit, collapsed in 1992 — the richest fishery in recorded history reduced, in a few decades, to a closed and silent sea that has not recovered in the lifetime since. The Aral Sea, its feeding rivers drawn off upstream by all and husbanded by none, has shrunk within living memory to a poisoned remnant of itself. The great aquifers beneath the American plains and the plains of northern India are drawn down year upon year faster than any rain refills them, each farmer knowing he would be a fool to pump less while his neighbors pump on. These are not failures of intelligence or of will; they are the tragedy running its course exactly as the logic says it must, wherever the conditions hold and nothing intervenes to govern the use. Left to the uncoordinated reason of its users, the commons is drawn down to nothing — and the record is there to prove it.

Yet for all the wreckage it names, the tragedy conceals a sleight of grammar, and on that sleight everything turns. A price is a verdict on a hidden contest, mistaken for a fact of nature — and the tragedy of the commons is exactly such a verdict, dressed as exactly such a fact. For the ruin is commonly stated as a law: the commons is overused, flatly, in the indicative, as one states that heavy things fall. But its true form is not a law; it is a conditional. If a rival resource lies open to all, and if its users cannot or do not make rules to govern their taking, then it will be exhausted. The flat statement silently swallows that second clause — and the second clause is the whole of the matter, for whether the users of a commons can govern themselves is nowhere written in nature. The tragedy, presented as a fact about the world, is in truth a fact about a particular world: the one in which the commoners are denied, or have failed to build, the rules that would save them. What looks like the verdict of nature on the folly of sharing is the verdict of a contest — over whether a community can govern its common things — mistaken, like every such verdict, for the way things simply are.

The hinge, then, is a single premise, usually left unspoken: that the users of the commons are strangers. The whole proof requires that each commoner be sealed within his own calculation — unable to speak with the others, to strike and keep a bargain, to promise restraint and be believed, or to punish the one who takes too much. Grant that the commoners are so many isolated atoms, and the ruin is indeed sealed. But it is a premise, not a law of nature, and real commons are often peopled not by strangers but by neighbors — bound by kinship, by proximity, by a shared past and the long shadow of dealings yet to come — who can do every one of the things the premise forbids. Where the users are truly anonymous and uncoordinated, as on the high seas or in the global air, the premise holds and the tragedy bites. Where they form a community that can make and keep its own rules, the premise fails, and the proof fails with it. Which of these a given commons is — a crowd of strangers or a community of neighbors — is the question on which its fate hangs, and the one to which the next plate is given whole.

What the plate asks the reader to carry away, then, is the habit of hearing the word inevitable as a question and not a sentence. Whenever it is said that a commons must be ruined — that the fishery is doomed, the forest lost, the climate spoiled, unless the resource is fenced into private hands or seized by the state — the right response is not assent but interrogation: ruined on what assumption? And the assumption, run to ground, is always the same: that the users are strangers, incapable of governing themselves. Sometimes that is the truth of the case, and the warning must be heeded. But very often the inevitability is the smuggled premise of an argument with a destination — a contingent outcome painted as a natural law, precisely in order to rule out the third path, the self-governance of the commoners, before anyone thinks to walk it. To accept the tragedy as a fact of nature is to surrender, unknowing, the most important question a commons poses.

And the surrender is far from costless, for the doctrine of inevitable ruin has done immense work in the world. If a commons must be destroyed unless it is taken from its users, then every enclosure of a shared field, every privatization of a public thing, every fencing of what had belonged to all can dress itself not as a seizure but as a rescue — the regrettable but necessary cost of escaping a doom written in the nature of things. A price is a verdict on a hidden contest, mistaken for a fact of nature; and the tragedy of the commons, so mistaken, has been perhaps the most respectable argument ever devised for taking the commons from the commoners and handing it to whoever was placed to own it. To recover the tragedy's true and conditional shape — to see that the ruin comes only where self-governance is absent, and that self-governance is not always absent — is to strip the rescue of its pretended necessity, and to return the question of who shall hold the common things to the realm of choice and contest, which is the only realm it ever truly occupied.

The ruin of the commons is not the verdict of nature on the folly of sharing, but the verdict of a contest over whether a people can govern what they hold in common.

So this first plate of the volume states the tragedy in its full and genuine force, and then marks the seam along which it can be undone. The commons, rival and unguarded, is indeed exposed to ruin; the logic is valid, the wreckage real, the emptied fisheries and drained aquifers and the warming sky all witness to it. But the ruin is the fate of a commons whose users cannot govern themselves — a conditional masquerading as a law — and not the destiny of every shared thing under heaven. The doom that looks most like a fact of nature, the certain spoiling of what no one owns, turns out to rest on a hidden premise about whether the commoners are strangers; and that premise, the next plate will show, is one that countless communities have falsified, governing their commons for centuries by rules of their own making. The tragedy is real. It is simply not inevitable. The argument remains open.